Licensing









 





 You can't just be really smart... You should be really smart and properly licensed to advise clients!





 





Please see the following for details on the credentials and licenses of our advisors





 


 





Lawrence G. Katz





Lawrence Katz is a registered representative of and offers securities through MML Investors Services, Inc. Member SIPC. Supervisory Office: 3 Greenway Plaza, Suite 1700, Houston, Texas 77046, 713/402-3800.





Lawrence Katz holds the following:   Degrees - Masters of Science in Financial Services,   Designations  - Certified Life Underwriter, Chartered Financial Consultant,   FINRA Registrations -  Series 7, Series 1,   Licenses - Group 1 Insurance License.  To view his full bio, please click the "K Team" link.





Lawrence Katz is licensed to solicit insurance in the following jurisdictions: TX





Lawrence Katz am licensed to solicit securities in the following jurisdictions: TX





Walter E. Katz





Walter E. Katz is a registered representative of and offers securities, investment advisory, and financial planning services through MML Investors Services, Inc. Member SIPC. Supervisory Office: 3 Greenway Plaza, Suite 1700, Houston, Texas 77046, 713/402-3800.





Walter E. Katz holds the following: Designations - CERTIFIED FINANCIAL PLANNERTM professional, Chartered Financial Consultant, Chartered Life Underwriter, Certified Fund Specialist, Certified Long-Term Care Consultant,   FINRA Registrations - Series 7, Series 63, Series 65,   License -  Group 1 Insurance License,  Degrees - B.A. in Business Administration.  Titles - Walter received his Special Care Planner certificate from Massachusetts Mutual Life Insurance Company's Special Care Planner course. Walter is also a Settlement Planner with Millennium Settlements. To view his full bio, please click the "K Team" link.





Walter E. Katz is licensed to solicit insurance in the following jurisdictions: TX, CO, FL, GA, IL, KS, NJ, NY, NV, OH & California Insurance License # 0B32009.





Walter E. Katz is licensed to solicit securities in the following jurisdictions: AZ, FL, GA, NJ, NV, NY, OH, TX.





 





Naomi L. Duke









Naomi L. Duke is a registered representative of and offers securities, investment advisory and financial planning services through MML Investors Services, Inc. Member SIPC. Supervisory Office: 3 Greenway Plaza, Suite 1700, Houston, Texas 77046, 713/402-3800.





Naomi L. Duke holds the following: FINRA Registrations - Series 7, Series 66. License,  Group 1 Insurance License,   Designations  -CERTIFIED FINANCIAL PLANNERTM professional Certified Long-Term Care Consultant,  Degrees - B.A. in Liberal Arts.  Titles - Naomi received her Special Care Planner certificate from Massachusetts Mutual Life Insurance Company's Special Care Planner course held at the American College in Bryn Mar, PA. Naomi is also a Settlement Planner with Millennium Settlements.  To view her full bio, please click the "K Team" link.





Naomi Duke is licensed to solicit insurance in the following jurisdictions: TX and LA





Naomi Duke licensed to solicit securities in the following jurisdictions: TX and LA